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Case 3-4 Loan Request
2. Income Statement For the Six Months Ended September 30, 1995
3. Both the mowing equipment and the truck will benefit Wilson's business for a number of years and she should attempt to allocate their cost over their estimated useful lives. She has overstated her net income by ignoring depreciation on the two long-term assets. Depreciation is an expense that should be recognized over the lives of the long-term assets. 4. Balance Sheet September 30, 1995
The two items of most concern on the balance sheet are the large Accounts Receivable and Accounts Payable. Over 40% of Wilson's revenues remain uncollected at the end of the season: $23,000 of Accounts Receivable on total revenues of $57,400. If a significant portion of this becomes uncollectible, Wilson may experience trouble in paying her open accounts. 5. Memorandum to the request for a loan: |
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| Case 3-5 Delay in the Posting of a Transaction 1. Entries entered into the journal but not posted to the ledger accounts will not be reflected in the financial statements. Failure to post the expense/cash disbursment entry will mean cash will be higher on the trial balance prepared by the controller and expenses will be lower. By ignoring a total of $76,500 in various expenses, net income will be increased by the same amount. 2. The controller is not correct in saying that the omission of the expense entry "will not hurt anyone." First, there is the basic issue as to whether the company should rightfully be required to pay bonuses on a profit level that was not attained. Second, there is the related issue as to the effect of this deceptive practice on various constituencies of the company. What about the stockholders? They have entrusted responsibility for managing the business in a fair and ethical manner to the officers of the corporation. This particular practice would be a serious violation of this trust. Finally, there are any number of outside users of the financial statements that could be misled by this practice. For example, a banker relies on the income statement of a company to provide a clear and accurate picture of the results of operations. The failure to accurately reflect the expenses of the period is certainly misleading. 3. There is a definite moral and ethical responsibility on the part of the assistant controller to confront the controller about the suggestion. A direct confrontation in this particular case may be warranted. The assistant controller should point out that this practice not only violates accounting principles but is also a very serious violation of the trust shown in both individuals by the stockholders. The assistant controller should explain why this practice is not acceptable. If the situation becomes confrontational, and the controller orders the assistant not to make the entry, there would be a responsibility to talk to the controller's boss about the problem. |
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