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General
Restriction Statement
The Mount Holyoke
College Archives and Special Collections is committed to making
research materials available to users on equal terms of access.
This is in accordance with the standard professional policy on access
adopted jointly by the Society of American Archivists and the American
Library Association (ALA-SAA
Joint Statement on Access: Guidelines for Access to Original and
Research Materials, 1994.). Equal access does not mean that
all materials are open to research use. It is the responsibility
of the Archives and Special Collections to balance a researcher's
needs for access with the needs of confidentiality of persons and
institutions whose activities are reflected in the materials. Consequently,
the use of some materials in the Archives and Special Collections,
especially those of recent date are subject to restrictions.
Two types of
restrictions exist. Restrictions on access that apply to more than
one group of materials are termed "general restrictions."
General restrictions are applicable to particular kinds of information
or designated classes of materials, wherever they may be found among
the holdings. The other type of restrictions are known as "specific
restrictions." These are restrictions specified by the transferring
office, agency, or donor and apply to a specific body of material,
sometimes for a specific length of time. Information about specific
restrictions will be found in the deed of gift or accession record
that covers the body of materials to which the specific restriction
applies.
The following
is a list of general restrictions that are applied to the materials
held by the Mount Holyoke College Archives and Special Collections.
These general restrictions are established pursuant to a vote of
the Mount Holyoke College Board of Trustees of March 8, 1996.
1. Materials
containing information, the disclosure of which would constitute
a clearly unwarranted invasion of personal privacy or a libel
of a living person.
a. Definition.
Materials containing information about a living person
which reveal details of a highly personal or libelous nature
which, if
released, would constitute a clearly unwarranted invasion of
privacy or a
libel, including but not limited to information about physical
or mental
health or the medical or psychiatric care or treatment of the
individual, and which personal information is not known to have
been previously made public.
b. Restrictions. Such records may be disclosed only:
i. to the staff of the Mount Holyoke College Archives and Special
Collections in the performance of normal archival work on such
materials.
ii. to the named individual or her/his authorized representative,
provided
that access will not be granted if the records are restricted
pursuant to any other general or specific restrictions.
iii. to those officers and employees of the office or agency
of origin or its
successor in function who have a need for the records in the
performance
of their official duties.
2. Materials
containing confidential business and financial information.
a. Definition.
Materials which contain financial information. Financial information
which was obtained with an express or implied understanding
of confidentiality.
b. Restrictions. Such information may be disclosed only:
i. if the information consists of statistical totals or summaries
and does not disclose the source of the information or identify
individual parties, or
ii. if the party with whom the confidential relationship has
been
established agrees to its release, or
iii. if, in the judgment of the archivist, the passage of time
is such that
release of the information would not result in substantial competitive
harm
to the parties identified in the materials, or
iv. to those officers and employees of the office or agency
of origin or its
successor in function who have a need for the records in the
performance of their official duties.
3. Materials
containing confidential employment or personnel information.
a. Definition.
Materials containing information on appointment, tenure, employment,
performance evaluation, disciplinary action, and similar personnel
matters.
b. Restrictions. Such information may be disclosed only:
i. if the information is a summary statement of service, or
ii. if the information does not identify particular individuals,
or
iii. if the individual or her/his legal representative agrees
to its release, or
iv. if the individual is deceased or the passage of time is
such that the
individual may be presumed to be deceased, or
v. to researchers for the purpose of statistical or quantitative
research
when such researchers have provided the archives with written
assurance
that the information will be used solely for statistical research
or reporting
and that no individually identifiable information will be disclosed.
4. Materials
relating to investigations.
a. Definition.
Materials containing information related to or compiled
during an investigation of individuals or organizations.
b. Restrictions. Such information may be disclosed only:
i. if the release of the information does not interfere with
ongoing
litigation or similar proceedings, and
ii. if the confidential sources and information are not revealed,
and
iii. if confidential investigative techniques are not described,
and
iv. to researchers for the purpose of statistical or quantitative
research
when such researchers have provided the archives with written
assurance
that the information will be used solely for statistical research
or reporting
and that no individually identifiable information will be disclosed.
5. Materials
restricted by statute, regulation, executive order, or court order.
a. Definition.
Materials containing information, the access to which is
restricted by statute, regulation, executive order, or court
order.
b. Restrictions. Such information may be disclosed only:
i. in accordance with the provisions of such statute, regulation,
executive
order, or court order, or
ii. or in the case of student records, to researchers for the
purpose of statistical quantitative research when such researchers
have provided the archives with written assurance that the information
will be used solely for statistical research or reporting and
that no individually identifiable information will be disclosed.
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