This
opinion piece ran in the New York Times on Saturday, December
6, 2003.
Tom Cruise, Bob Dylan, Commodore Perry
By Christopher Benfey
AMHERST, Mass. This year marks the 150th anniversary of Commodore
Matthew Perry's fabled "opening" of Japan. If you said,
"Commodore who?" you wouldn't be alone. Commodore Perry
Matthew Calbraith Perry, to be exact has faded from
American memory, even though every Japanese school child knows
his name.
In 1853, Perry brought a fleet of four heavily armed "Black
Ships" into Edo Bay, near present-day Tokyo, and demanded,
in the name of President Millard Fillmore, that Japan open its
ports to American ships. Japan, which had been closed to foreigners
for more than two centuries, complied, and Perry steamed home
expecting a hero's welcome.
He was disappointed, for Washington had more pressing concerns
than a tiny archipelago across the Pacific: namely, the extension
of slavery into the West and the threatening noises about secession
from Southern senators. Perry decided he needed public relations
help. He asked Nathaniel Hawthorne, then United States consul
in Liverpool, England, if he might consider writing a book about
the opening of Japan, with Perry as hero.
Hawthorne was tempted. As he wrote in his journal on Dec. 28,
1854, "It would be a very desirable labor for a young literary
man, or for that matter, an old one; for the world can scarcely
have in reserve a less hackneyed theme than Japan." But Hawthorne
had other books on his mind, and suggested that Perry approach
Herman Melville, who knew something about the Pacific. Perry,
stupidly, decided to write the book himself, a wooden performance
that did nothing to enhance his reputation.
Today, Perry's image still needs burnishing in his own country.
He has what you might call a Columbus problem: he is seen as more
an invader than an explorer. This is unfair. Perry came in search
of treaties, not territory. However imperious his manner, his
aims at least with regard to Japan were not imperialist.
Backed by his guns, he opened Japanese ports to foreign goods
and ideas; but he also opened the way for Western understanding
of Japan.
It's worth remembering that the United States did not occupy
Japan. Instead, Japan took one look at Perry's steamships and
cannons and decided to modernize the country and quick.
In the span of 50 years, Japan turned itself into an industrial
power, learning watch-making from the Swiss and war-making from
the Prussians, and won a place among the world powers in the ghastly
battles of the Russo-Japanese War.
Yet some Japanese questioned whether this was progress. In "The
Book of Tea," published in 1906, Kakuzo Okakura observed
that the average Westerner was accustomed "to regard Japan
as barbarous while she indulged in the gentle arts of peace: he
calls her civilized since she began to commit wholesale slaughter
on Manchurian battlefields."
The truth is, though, that Perry didn't really open Japan. He
did the easy part: showing off American firepower to the gaping
samurai on shore, and forcing a trade agreement on the emperor.
But there was a second, slower, more significant opening, which
required actual understanding of Buddhism, for example,
and the traditional arts of judo and the tea ceremony.
This cultural opening was the result of patient effort by dedicated
men and women who saw more in Japan than good harbors and coal
for whaling ships. They were people like Edward Sylvester Morse,
who traveled to Japan in 1877 to teach Darwin's theory of evolution
to the Japanese and ended up as the world's authority on Japanese
ceramics, or his younger contemporary, Ernest Fenollosa, who taught
Emerson and Hegel at Tokyo Imperial University before falling
in love with Buddhist painting and sculpture.
This sort of opening is as much an internal process as an external
one. People talk about the Japanese influence on America; you
might call this the "particle theory" of cultural exchange.
But what we see in the 150 years of Japanese-American interaction
is something more complicated and harder to name. Maybe we need
a "wave theory" of cultural exchange, to explain the
constant oscillation between East and West.
That oscillation continues today, in movies like "Lost
in Translation" and "The Last Samurai." Both movies
take as their heroes broken-down Americans, hired by the Japanese,
who find unexpected regeneration in opening themselves to Japan.
In "The Last Samurai," Nathan Algren, the hollowed-out
Civil War veteran played by Tom Cruise, comes to Japan to modernize
its army. He is typical of those oscillating 19th-century Americans
who found that Old Japan had more to teach them than they could
offer in return. Like his samurai sword, inscribed "I belong
to the warrior in whom the old ways have joined the new,"
Algren forges himself into an alloy of East and West.
Not long ago we learned that Bob Dylan, in his album "Love
and Theft," had taken some lines from a Japanese book called
"Confessions of a Yakuza," by Junichi Saga. These similarities
gave rise to some understandable hand-wringing about plagiarism
and cultural appropriation. But Bob Dylan is just another example
of the great wave of Japanese-American cultural oscillation. This
is Bob Dylan, for crying out loud, the guy who was born Robert
Zimmerman in Minnesota, adopted as his last name the first name
of a Welsh poet, and modeled himself on Woody Guthrie.
Could it be that his saga, not to mention the flurry of movies
about Japan and self-discovery, are signs that finally, 150 years
after Perry cracked open the door to Japan and sailed away, the
real opening has taken place?
Christopher Benfey, professor of English at Mount
Holyoke College, is author of "The Great Wave: Gilded Age
Misfits, Japanese Eccentrics, and the Opening of Old Japan."